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CALABRETTA
v FLOYD
9715385
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| ROBERT
CALABRETTA, individually and as parent and natural guardian of Tamar
and Natalie Calabretta, minor children; SHIRLEY CALABRETTA, individually
and as parent and natural guardian of Tamar and Natalie Calabretta,
minor children, Plaintiffs-Appellees, |
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| v.No.
97-15385 |
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| JILL
FLOYD, individually and in her D.C. No. official capacity as a Caseworker
CV-95-00345-LKK/ of Yolo County Department of PAN Social Services;
YOLO COUNTY OPINION DEPARTMENT OF SOCIAL SERVICES; NICHOLAS SCHWALL,
individually and in his official capacity with Woodland Police Department;
RUSSELL SMITH, individually and in his official capacity as Chief
of Police of the Woodland Police Department; WOODLAND POLICE DEPARTMENT,
Defendants-Appellants. |
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| Appeal
from the United States District Court for the Eastern District of
California Lawrence K. Karlton, District Judge, Presiding |
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| Argued
and Submitted June 8, 1998--San Francisco, California Filed August
26, 1999 |
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| Before:
J. Clifford Wallace, Thomas G. Nelson and Andrew J. Kleinfeld, Circuit
Judges. |
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Opinion
by Judge Kleinfeld
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| J.
Scott Smith, Angelo, Kilday and Kilduff, Sacramento, California, for
the defendants-appellants. |
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| Michael
P. Farris, Home School Legal Defense Association, Paeonian Springs,
Virginia, for the plaintiffs-appellees. |
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| Stephen
Bailey (briefed), Placerville, California, for the plaintiffs-appellees. |
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| Thomas
R. Yanger (briefed), Deputy Attorney General, Sac- ramento, California,
for amicus State of California Ex Rel. Eloise Anders, Director of
the California State of Social Ser- vices. |
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| Kevin
T. Snider (briefed), United States Justice Foundation, Escondido,
California, for amicus United States Justice Foun- dation and Christian
Action Network. |
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| KLEINFELD,
Circuit Judge: |
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| This
case involves whether a social worker and a police officer were entitled
to qualified immunity, for a coerced entry into a home to investigate
suspected child abuse, inter- rogation of a child, and strip search
of a child, conducted without a search warrant and without a special
exigency. |
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| The
two individual defendants moved for summary judg- ment based on qualified
immunity. The district judge denied it. |
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| Some
individual called the Department of Social Services October 27, 1994,
with the information that gave rise to this case. The report says
that the caller was anonymous, but the report redacts names, thus
it is not clear whether the caller gave her name but the Department
treated her as anonymous, or whether she refused to give her name.
The caller said that she was once awakened by a child screaming "No
Daddy, no" at 1:30 A.M. at the Calabretta home. Then two days ago
she (or someone else, possibly a Department of Social Services employee
- it is not clear from the report) heard a child in the home scream
"No, no, no" in the late afternoon. The caller said that the children
"are school age and home studied" and that "this is an extremely religious
family." |
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| The
report was put into the in box of defendant Jill Floyd, a social worker
in the Department. She checked the Depart- ment files to see whether
the Calabretta family had any "priors," or had ever been on welfare,
and ascertained that they had no priors and had never been on welfare.
She did not attempt to interview the person who had called in the
report. |
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| On
October 31, four days after the call, the social worker went to the
Calabretta home to investigate. Mrs. Calabretta, the children's mother,
refused to let her in. The children were standing at the door with
their mother, and the social worker noted on her report that they
"were easily seen and they did not appear to be abused/neglected."
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| The
social worker was about to go on vacation, so she requested that someone
else be assigned to the case, but the investigation had not been completed
when she returned. On November 10, fourteen days after the call and
ten days after the first visit, the social worker returned to the
Calabretta house with a policeman. She did not tell the police dispatcher
about the specific allegations, just that she needed police assistance
to gain access so that she could interview the chil- dren. Officer
Nicholas Schwall met the social worker at the Calabretta house, knowing
nothing about the case except that he had been assigned to assist
her. She told him that they had received a report of the children
crying, and he understood her to mean that they might have been beaten.
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policeman knocked, Mrs. Calabretta answered, and the policeman said
they were checking on the children's welfare because someone had reported
children crying. Mrs. Cala- bretta did not open the door, and said
she was uncomfortable letting them in without her husband at home.
The police offi- cer had the opinion that in any check on the welfare
of chil- dren "there is an exigent circumstance" so no search warrant
is needed. Mrs. Calabretta and Officer Schwall disagreed in their
depositions on whether Officer Schwall told her that if she did not
admit them, then he would force their way in. Appellants concede that
for purposes of appeal, the entry must be treated as made without
consent. |
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| The
social worker then took Mrs. Calabretta's twelve year old daughter
into one room while the policeman stayed with the mother in another.
The twelve year old did not remember any of the children screaming
"No, Daddy, no, " but did recall that at about the date of the report,
her little brother hurt him- self in the backyard and screamed "no,
no, no. " The social worker asked what kind of discipline the parents
used, and understood the twelve year old to be saying that the parents
used "a round, wooden dowel, very, very thin wooden dowel," about
"twice as big . . . as a pen. " The three year old came into the room
at that point and said "I get hit with the stick too." The twelve
year old told her, according to the social worker's report, "that
her parents do not discipline indiscriminately, only irreverence or
disrespect. " The social worker wrote in her report "Minor is extremely
religious - made continual references to the Lord and the Bible. "
The social worker testified that any physical means of disciplining
children "raises a red flag" for her, and "I always counsel or advise
parents on other ways of discipline before they resort to corporal
punishment." |
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| While
the mother was still with the policeman in the other room, the social
worker told the twelve year old to pull down the three year old girl's
pants. She wanted to look at the three year old's buttocks to see
whether there were marks. The twelve year old did not do so, and the
three year old started crying. The mother heard her daughter crying
and ran in. The twelve year old said "she wants me to take down Natalie's
pants." The social worker said "I understand you hit your children
with objects," and went on to say "It's against the California state
law to hit your children with objects. And I found out that you hit
your children with objects. And I need to see Natalie's bottom to
see if there are bruises there." The policeman said "I'll leave you
alone to do this" and backed off. The social worker said "The rod
of correction?" Mrs. Calabretta answered, "Oh, it's just a little
stick," referring to "a little Lincoln log, piece of Lincoln log roofing,
nine inches long." Mrs. Calabretta "explained the Biblical basis of
its use" to the social worker. The social worker repeated "It's against
California law to hit your children with objects. This is break- ing
the law. And I insist on seeing her bottom." The three year old was
screaming and fighting to get loose, the mother looked at the social
worker to see whether she would relent, but she did not, and the mother
pulled down the three year old's pants in obedience to the social
worker's order. |
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| There
were no bruises or marks on the three year old's bot- tom. The social
worker then insisted on seeing the piece of Lincoln log roofing, and
Mrs. Calabretta showed it to her. The social worker then decided not
to interview or examine the buttocks of any of the other children.
She "had a brief conver- sation with the mother in which we discussed
her looking into alternative forms of discipline." |
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| The
Calabrettas sued the social worker and policeman and other defendants
for damages, declaratory relief and an injunction under 28 U.S.C.
S 1983. The defendants moved for summary judgment on grounds of qualified
immunity. The district court denied the defendants' motion, and the
social worker and police officer appeal. |
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| We
have jurisdiction over interlocutory appeals from deni- als of summary
judgments denying qualified immunity. 1 On summary judgment, "even
in a qualified immunity case, we must assume the nonmoving party's
version of the facts to be correct."2 Those facts must, of course,
be established by evi- dence cognizable under Federal Rule of Civil
Procedure 56. In this case, although the parties disagree on some
details, the disagreements are not material to the outcome. We review
denial of the qualified immunity claim de novo.3 |
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| A.
The coerced entry |
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| The
social worker and police officer concede that for pur- poses of appeal,
they should be treated as having entered the Calabretta home without
consent. They argue that the district court erred in holding that
their nonconsensual entry required special exigency or a search warrant.
Their theory is that an administrative search to protect the welfare
of children does not carry these requirements, and the social worker
was doing just what she was supposed to do under state administrative
regulations. They claim immunity for entry into the home, interviewing
the twelve year old, and strip searching the three year old. |
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| [1]
"[G]overnment officials performing discretionary func- tions generally
are shielded from liability for civil damages insofar as their conduct
does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known."4 The right the official
is alleged to have violated must have been "clearly established" in
an appropri- ately particularized sense. "The contours of the right
must be sufficiently clear that a reasonable official would understand
that what he is doing violates that right. That is not to say that
an official action is protected by qualified immunity unless the very
action in question has previously been held unlawful, but it is to
say that in the light of pre-existing law the unlaw- fulness must
be apparent."5 The "relevant question . . . is the objective (albeit
fact-specific) question whether a reasonable officer could have believed
[the] warrantless search to be law- ful, in light of clearly established
law and the information the searching officers possessed. [The officer's]
subjective beliefs about the search are irrelevant."6 "Specific binding
precedent is not required to show that a right is clearly established
for qualified immunity purposes." |
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| [2]
The facts in this case are noteworthy for the absence of emergency.
The social worker and her department delayed entry into the home for
fourteen days after the report, because they perceived no immediate
danger of serious harm to the children. The police officer was there
to back up the social worker's insistence on entry against the mother's
will, not because he perceived any imminent danger of harm. The report
that led to the investigation could have indicated a problem, but
was not especially alarming. A child screaming "no, Daddy, no" late
at night could mean that the father was abusing the child. But in
a household where the father puts the children to bed, these words
are often screamed at bedtime, and also in the middle of the night
after a child has gotten up to go to the bathroom, get a drink of
water, check the televi- sion, and enter his parents' room to say
that he cannot sleep, when the father puts the child to bed the second
time. The other scream, "no, no, no," likewise may mean abuse, or
may mean that a child around two is developing a normal, healthy sense
of separateness of herself as an individual and perhaps does not care
for her mother's choice of vegetable. The tip- ster's reference to
religion might imply that the tip arose from religious differences
between the tipster and the Calabretta family. Had the information
been more alarming, had the social worker or police officer been alarmed,
had there been reason to fear imminent harm to a child, this would
be a dif- ferent case, one to which we have no occasion to speak.
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| Appellants
urge us to adopt a principle that "a search war- rant is not required
for home investigatory visits by social workers." They claim qualified
immunity on the ground that there is no clearly established principle
to the contrary. The principle they urged is too broad. Anderson requires
more par- ticularized analysis, to determine whether, in these particular
circumstances, notably the absence of emergency, a reason- able official
would understand that they could not enter the home without consent
or a search warrant.8 |
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| [3]
In our circuit, a reasonable official would have known that the law
barred this entry. Any government official can be held to know that
their office does not give them an unre- stricted right to enter peoples'
homes at will. We held in White v. Pierce County9, a child welfare
investigation case, that "it was settled constitutional law that,
absent exigent cir- cumstances, police could not enter a dwelling
without a war- rant even under statutory authority where probable
cause existed."10 The principle that government officials cannot coerce
entry into people's houses without a search warrant or applicability
of an established exception to the requirement of a search warrant
is so well established that any reasonable officer would know it.
Under White, appellants' claim, that "a search warrant is not required
for home investigatory visits by social workers," is simply not the
law. |
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| [4]
Appellants urge that White speaks only to police, not social workers.
That is an invalid distinction. In the case at bar, the social worker
used a police officer to intimidate the mother into opening the door.
Also, there is no reason why White would be limited to one particular
kind of government official. The Fourth Amendment preserves the "right
of the people to be secure in their persons, houses . . . . " without
lim- iting that right to one kind of government official. It is not
as though all reasonable people thought any government official could
enter private houses against the occupants' will, without search warrant
or special exigency, and then White said that police officers could
not, without speaking about social work- ers. Rather, everyone knew
that the government could not so enter houses, and White said that
principle was well estab- lished, in the context of a child abuse
investigation. Appel- lants' argument that they be allowed qualified
immunity because White did not speak expressly about social workers
is of the kind that Anderson rejects, "[t]hat is not to say that an
official action is protected by qualified immunity unless the very
action in question has previously been held unlawful . . . ."11 |
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| There
is a distinction between White and the case at bar, but the distinction
is of no help to appellants. In White, there was a special exigency.
Someone had called in a report that the seven year old had several
welts on his back. The boy and his father talked to the police officer
at the door, and the boy tried to show the officer his back, but the
father would not allow him to. Based on the report, and the father's
violent and abu- sive response when questioned, the officer thought
that if he delayed to get a warrant, the father would injure the child
or remove him from the house before the officer returned with the
warrant. We held that "the deputies had probable cause to believe
the child had been abused and that the child would be injured or could
not be taken into custody if it were first nec- essary to obtain a
court order."12 |
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| By
contrast, in the case at bar, the report did not describe any evidence
of physical abuse, and the social worker and police officer did not
perceive any danger of injury to the children or loss of evidence
if they secured a warrant. On her first visit four days after the
call, ten days prior to her return with the police officer, the social
worker wrote "Minors were easily seen and they did not appear to be
abused/neglected." The only reason the social worker and police officer
did not seek a search warrant was that their subjective opinion was
that they did not need one. |
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| Appellants
argue that Baker v. Racansky13 limits White to the principle that
compliance with a constitutionally permissi- ble state statute entitles
the government officials to immunity. That is not correct. We did
not limit White at all in Baker, but merely held that it did the claimants
in that case no good. Baker is not on point, because it did not involve
any kind of home search, and did not turn on any child welfare exception
to normal search and seizure law. |
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| In
Baker, we held that social workers were entitled, in the particular
circumstances of that case, to qualified immunity for their decision
to take a child into protective custody. We noted that at the time,
"there was no binding Ninth Circuit or Supreme Court precedent which
clearly established when state officials could or could not take a
child into temporary protective custody."14 That, of course, distinguishes
Baker from the case at bar, where at the time there was binding Ninth
Circuit precedent, White, which clearly established that the general
law of search warrants applied to child abuse investigations. Baker
also differs from the case at bar in that the investigators reasonably
believed that the child was in imminent danger of abuse if they did
not act. A neighbor's children reported to their mother, and to the
social worker, that the child's father had sexually abused them, and
one of them had a vaginal rash that corroborated the accusation. When
the social workers asked the father's own child if his father did
anything sexual with him, the child denied it but "started walking
around the room . . . would crawl up in his chair . . . went into
the corner of the room, put his head in between his legs, raised his
legs up, put his arms up toward his head like this, curled up."15
The social workers thought the denial was false, because of the child's
bizarre behavior when he made the denial, and thought that the mother
would not be able to protect the child when the father was released
from jail. |
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| Appellants
argue that other circuits have allowed broader qualified immunity,
so the social worker and police officer could not have been expected
to know that they were acting unconstitutionally. They cite Darryl
H. v. Coler ,16 Wildauer v. Frederick Cnty.,17 and Franz v. Lytle,18
and some out of circuit district court and state court decisions to
show that there is no well-established right to privacy from inspections
by social workers. It is not clear that a conflict among other circuits
would create qualified immunity where clearly established law in this
circuit would preclude it,19 but even if it could, these cases would
not establish such an open question about coerced entry. |
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| Darryl
H. involves strip searches of children, not warrant- less entries
into homes, and is discussed below with respect to the strip search.
Wildauer involves an entry into a home, but there was apparent consent
and no express objection, no criminal aspect to the investigation,
no entry of a parental home to investigate parents' treatment of their
children, and no investigatory purpose. The householder had nine "foster
children" living with her (apparently the children were not placed
there pursuant to custody orders), and two sets of par- ents had complained
that she would not give their children back despite the absence of
any custodial claim. When the social worker appeared, the householder
gave two children back and said there were two more she could not
find, and invited the social worker in to help look for them. The
social worker came back with a nurse because many of the children
were disabled and the house looked unhygienic to the social worker,
but the purpose of the second look, to which no objection was made,
was to see whether the children should stay there, not to investigate
any crime. |
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| We
are unable to see why appellants cite Franz v. Lytle.20 A neighbor
told the police that a woman was leaving her two year old unsupervised
and not changing her urine-soaked dia- pers. The Tenth Circuit held
that the investigating police offi- cer was not entitled to qualified
immunity, for having the neighbor take off the child's diaper so that
he could examine and feel the baby's vaginal area, and under the guise
of inves- tigating for sexual molestation, threatening to take the
baby into protective custody to make the parents bring the baby to
a hospital for further vaginal examination (which revealed no evidence
of sexual molestation, a crime for which there was no evidence). The
case would not have given the police offi- cer and social worker in
the case at bar any reason to think their entry into the Calabretta
house and strip search of the three year old was constitutionally
permissible, because to the extent that Franz was in any way analogous,
the police officer lost on his qualified immunity claim. |
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| One
other circuit has spoken on facts analogous to those in the case at
bar. Good v. Dauphin County Social Services,21 like our decision in
White, holds that a social worker and police officer were not entitled
to qualified immunity for insisting on entering her house against
the mother's will to examine her child for bruises. Good holds that
a search war- rant or exigent circumstances, such as a need to protect
a child against imminent danger of serious bodily injury, was neces-
sary for an entry without consent, and the anonymous tip claiming
bruises was in that case insufficient to establish spe- cial exigency.
In our case, the anonymous tip did not even allege bruises. |
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| Appellants
also argue that the doctrine allowing certain kinds of administrative
searches without warrants or special exigency applies to social workers'
entries into homes for child protection. That proposition is too broad
for the kind of particularized examination of conduct in particular
circum- stances required by Anderson. We need not decide whether in
some circumstances that doctrine might apply, because it does not
apply in the circumstances of this case. |
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| The
starting point for administrative searches is Camara v. Municipal
Court.22 The case involved a routine municipal housing code inspection
of an apartment house, yet the Court held that the Fourth Amendment
requirement of a search war- rant, consent, or exigent circumstances
applied. The require- ment of probable cause was diluted in the circumstances,
so a warrant would be easy to obtain if an occupant would not let
an inspector in without it, but a search warrant was neces- sary in
the absence of special exigency or consent, despite the lack of any
criminal investigatory purpose. Our analysis in White is consistent
with Camara, and Camara is of no help to appellants. |
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| Appellants
argue that Wyman v. James,23 establishes that where a social worker
enters a house to investigate the wel- fare of a child, Fourth Amendment
standards do not apply. It does not. Wyman holds that the state may
terminate welfare where a mother refuses to allow a social worker
to visit her home to see whether the welfare money is being used in
the best interests of the child for whom it is being paid. It does
not hold that the social worker may enter the home despite the absence
of consent or exigency. Wyman distinguishes Camara on the ground that
in Wyman, "the visitation in itself is not forced or compelled."24
In the case at bar, by contrast, the entry into the home was forced
and compelled. |
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| [5]
New Jersey v. T.L.O.25 holds that the Fourth Amend- ment does apply
to a school administrator search of a stu- dent's purse, but that
in the special context of in-school searches, the Fourth Amendment
did not require a warrant or probable cause. It has no bearing on
searches of a home. Appellants would have us read T.L.O. as a blanket
suspension of ordinary Fourth Amendment requirements where children
are involved. The Court's opinion does not support so broad a reading.
The court emphasized that it was "the school setting" that "requires
some easing of the restrictions to which searches by public authorities
are ordinarily subject."26 Of course there are occasions when Fourth
Amendment restric- tions on entry into homes are relaxed. We emphasize
that in this case the officials entered without a warrant or consent
simply because they thought they had a right to do so, and thought
that the Fourth Amendment did not apply to entries into homes where
children were involved. This was not a case where the officials coercing
entry into the home recognized some special exigency creating imminent
risk to the child. White v. Pierce County27 establishes that a special
exigency excuses a warrantless entry where the government officers
have probable cause to believe that the child has been abused and
that the child would be injured or could not be taken into custody
if it were first necessary to obtain a court order. |
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Appellants
also argue that the coerced entry into the home was primarily to protect
the children, not investigate crime, pursuant to California regulations.
It is not clear why this would excuse them from compliance with the
Fourth Amend- ment, in light of the Camara holding that administrative
inspections of buildings are "significant intrusions upon the interests
protected by the Fourth Amendment," even though not criminal, so in
the absence of emergency, warrants should be obtained if consent is
refused.28 We held, years before the coerced entry into the Calabretta
home, that even in the con- text of an administrative search, "[n]owhere
is the protective force of the fourth amendment more powerful than
it is when the sanctity of the home is involved . . . . Therefore,
we have been adamant in our demand that absent exigent circum- stances
a warrant will be required before a person's home is invaded by the
authorities."29
[6] Nor did the California statutes and regulations direct the social
worker or police officer to coerce entry into the home without a warrant
or special exigency, or suggest that no war- rant was needed in that
circumstance. The statutes 30 appellants cite say nothing about entering
houses without consent and without search warrants. The regulations
they cite require social workers to respond to various contacts in
various ways, but none of the regulations cited31 say that the social
worker may force her way into a home without a search warrant in the
absence of any emergency. A possibly related regulation, in the chapter
on "Report of Child Abuse Investigative Procedures," does speak to
search warrants, but not at all helpfully to appellants. It says that
the "child protective official" receiving a report should "consider
the need for a search warrant."32 This administrative regulation would
tend to put the social worker on notice that she might need a search
warrant, not that she was exempt from any search warrant requirements.
Appellants presented no evidence they did "consider the need for a
search warrant." They both imagined incorrectly that no search warrants
were necessary to enter houses for child abuse investigations. |
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| We
conclude that on appellants' first issue, whether they were protected
by qualified immunity regarding their coerced entry into the Calabrettas'
home, the district court was right. They were not. |
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| Appellants
second issue on appeal is whether they were entitled to qualified
immunity for the social worker's requir- ing the twelve year old to
talk to her in a separate room and requiring the mother to pull down
the three year old's pants. They argue that there is no authority
on point in the Ninth Cir- cuit, and the Seventh Circuit held in Darrell
H. v. Coler33 that such a visual inspection is shielded by qualified
immunity. They also argue that there are so many reports of child
abuse that the social workers cannot bear any additional restrictions
on how they conduct their investigations. In their memoran- dum in
support of summary judgment filed in the district court, appellants
did not argue that they were entitled to quali- fied immunity for
the interview with the twelve year old. Because this claim was not
raised in the district court, it can- not be raised for the first
time on appeal34 and we have no occasion to pass on the question.
The argument in the district court was limited to the proposition
that the social worker vio- lated no clearly established law in strip
searching the three year old, so that is the only issue we consider.
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| Darryl
H. is not entirely supportive of appellants' position. The strip search
was conducted at the children's school, and did not involve an official
takeover of the family home. The Seventh Circuit reversed a summary
judgment in the social workers' favor on constitutionality of the
search. The opinion says that "nude physical examination is a significant
intrusion into the child's privacy" and even where the child is too
young to have the same subjective sense of bodily privacy as an older
child, the nude body search affects "legitimate expec- tations of
the parents . . . , protected by the fourteenth amend- ment, that
their familial relationship will not be subject to unwarranted state
intrusion."35 Although a warrant or probable cause was not needed,
in the Seventh Circuit's view, reason- ableness was under the Fourth
Amendment, and there were issues of fact that precluded summary judgment
regarding reasonableness. Although in Darryl H., as in the case at
bar, the social worker ordered the mother to strip the child, there
was a genuine issue of fact about whether the mother did so consensually
or in response to coercion. Also, not much checking had been done
on the validity of the tip, the children denied abuse, and there was
evidence that the tipster might not be fair and objective. |
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| Darryl
H. offers some support to appellants because it held that the social
workers were entitled to qualified immunity. But the strip search
was not done during an unconstitutional entry into the home, and the
information supporting a strip search was much stronger in Darryl
H. than in the case at bar. The school principal reported "Lee H.,
age six, was tied up for punishment. Lee and his sister, Marlena,
age seven, were thin and not allowed to eat lunch at school, and the
children's clothes and bodies were dirty."36 The principal told the
social worker that "both parents were usually angry when they came
to school . . . that other students indicated Lee was tied up for
punishment," but "that bruises had never been observed on the children."37
Thus, in Darryl H., the social workers had substantial reason to believe
that the children were malnour- ished, dirty, and abusively disciplined. |
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| [7]
By contrast with Darryl H., in the case at bar the social worker had
little reason to believe that the three year old was abused. The tip
itself included a reference to the Calabrettas' religious views that
might suggest that the tipster was moti- vated by religious differences.
Even if the tip was entirely accurate, a benign explanation of "no,
Daddy, no " and "no, no, no" was at least as likely as any punishment,
let alone abusive punishment. The social worker had noted on her first
visit that "Minors were easily seen and did not appear to be abused/neglected."
The twelve year old had already explained away the screaming and told
the social worker that the chil- dren were not abusively disciplined.
The social worker's nota- tions refer to the religiosity of the household,
but surely a family's religious views cannot justify social workers
invad- ing the household and stripping the children. The social worker
plainly expressed the view to the mother that use of any object to
spank a child, such as the "rod " (a nine inch Lin- coln log) was
illegal, and she did have reason to believe that such an object was
used, but appellants have cited no author- ity for the proposition
she was right that California law pro- hibits use of any object to
discipline a child. The statutes we have found prohibit "cruel or
inhuman" corporal punishment or injury resulting in traumatic condition.38
While some pun- ishment with some objects might necessarily amount
to cruel or inhuman punishment, a token "rod" such as a nine inch
Lincoln log would not. A social worker is not entitled to sacri- fice
a family's privacy and dignity to her own personal views on how parents
ought to discipline their children. |
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| The
Third Circuit held, in factual circumstances much more similar than
Darryl H. to the case at bar, that the social work- ers lacked qualified
immunity for strip searching small chil- dren. In Good v. Dauphin
County Social Services,39 an anonymous tipster told Social Services
that a seven year old girl had bruises on her body and said she got
them in a "fight with her mother." As with Calabretta, a social worker
and police officer insisted on entry, claiming that they needed no
search warrant to investigate child abuse. |
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| Good
reversed a summary judgment in the social worker's and police officer's
favor on qualified immunity, and held that they were not entitled
to qualified immunity. Even though there was no case in point, the
Third Circuit held that the gen- eral proposition was clearly established
that the government may not "conduct a search of a home or strip search
of a per- son's body in the absence of consent, a valid search warrant,
or exigent circumstances."40 Good cited a Seventh Circuit case for
the proposition that "It does not require a constitu- tional scholar
to conclude that a nude search of a thirteen- year-old child is an
invasion of constitutional rights of some magnitude. More than that:
it is a violation of any known principle of human dignity."41 Good
holds that under Anderson, "a public official may not manufacture
immunity by inventing exceptions to well settled doctrines for which
the case law provides no support."42 |
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| Good
distinguishes Darryl H. on the ground that in Darryl H. the social
workers acted pursuant to state guidelines but they did not in Good
(nor did they in the case at bar), and because "the strip search in
this case came in the context of a forced entry into a residence"
at about 10 P.M. 43 Good held that "the propriety of the strip search
cannot be isolated from the context in which it took place," referring
to the coerced entry into the home.44 |
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| The
Tenth Circuit has likewise held that a police officer conducting a
strip search of a small child in the context of a child abuse investigation
lacked qualified immunity. Franz v. Lytle,45 discussed above, held
that a police officer who insisted on looking at a two year old's
vagina, and having a doctor look at it, to assure the absence of sexual
abuse, lacked qualified immunity for the strip search. The Tenth Circuit
rejected the officer's arguments that there was no case directly in
point establishing the unconstitutionality, that this was an administrative
search, and that such great latitude should be allowed for child protection,
and held that a tip that the baby was going around with urine soaked
diapers and uns- upervised was not sufficient reason to allow this
search. The Tenth Circuit said that the social interest in child protection
included not only protection against child abuse, but also "the child's
psychological well-being, autonomy, and relationship to the family
or caretaker setting."46 |
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| [8]
This case is like Good, not Darryl H. The strip search cannot be separated
from the context in which it took place, the coerced entry into the
home. An unlawful entry or search of a home does not end when the
government officials walk across the threshold. It continues as they
impose their will on the residents of the home in which they have
no right to be. There is not much reason to be concerned with the
privacy and dignity of the three year old whose buttocks were exposed,
because with children of that age ordinarily among the parental tasks
is teaching them when they are not sup- posed to expose their buttocks.
But there is a very substantial interest, which forcing the mother
to pull the child's pants down invaded, in the mother's dignity and
authority in rela- tion to her own children in her own home. The strip
search as well as the entry stripped the mother of this authority
and dig- nity. The reasonable expectation of privacy of individuals
in their homes includes the interests of both parents and children
in not having government officials coerce entry in violation of the
Fourth Amendment and humiliate the parents in front of the children.
An essential aspect of the privacy of the home is the parent's and
the child's interest in the privacy of their relationship with each
other. |
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| [9]
The social worker had already established that, as against the weak
tip, "no, Daddy, no," and "no, no, no," the children did not appear
to be neglected or abused, the twelve year old said that they were
not, and the object with which they were disciplined was a token "rod"
consisting of a nine inch Lincoln log. By the time the social worker
forced the mother to pull down the child's pants, the investigation
had contracted to the social worker's personal opinion that any discipline
of a child with an object must be against the law, and her puzzling
mention of the family's religiosity. The gov- ernment's interest in
the welfare of children embraces not only protecting children from
physical abuse, but also protect- ing children's interest in the privacy
and dignity of their homes and in the lawfully exercised authority
of their parents. |
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AFFIRMED. the end
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1
Act Up!/Portland v. Bagley, 988 F.2d 868, 870 (9th Cir. 1993).
2 Liston v. County of Riverside , 120 F.3d 965, 977 (9th Cir. 1997).
3 Act Up!/Portland, 988 F.2d at 871.
4 Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982).
5 Anderson v. Creighton, 483 U.S. 635, 640 (1987) (internal citation
omitted).
6 Id. at 641.
7 Brady v. Gebbie, 859 F.2d 1543, 1557 (9th Cir. 1988).
8 Anderson, 483 U.S. at 640-41.
9 White v. Pierce County, 797 F.2d 812 (9th Cir. 1986).
12 White, 797 F.2d at 815.
13 Baker v. Racansky, 887 F.2d 183 (9th Cir. 1989).
19 See Garcia v. Miera, 817 F.2d 650, 658 (10th Cir. 1987).
20 Franz v. Lytle. 997 F.2d 784 (10th Cir. 1993).
21 Good v. Dauphin County Social Servs., 891 F.2d 1087 (3d Cir. 1989).
22 Camara v. Municipal Court, 387 U.S. 523 (1967).
23 Wyman v. James, 400 U.S. 309 (1971).
24 Id. at 317.
25 New Jersey v. T.L.O., 469 U.S. 325 (1985).
26 T.L.O., 469 U.S. at 340.
27 White v. Pierce County, 797 F.2d 812, 815 (9th Cir. 1986).
28 Camara v. Municipal Court, 387 U.S. 523, 534, 539-40 (1967).
29 Los Angeles Police Protective League v. Gates, 907 F.2d 879, 884
(9th Cir. 1990).
30 Cal. Welfare & Inst. Code SS 16501(a) & 16208. Though appellants
cite S 16208, the Code says that section was repealed.
31 DSS Regulations SS 31-105.1, 31.105.11, 31.120.1, 31-125.2, & 31-
130.2.
32 Cal. Admin. Code tit. 11, S 930.60.
33 Darryl H. v. Coler, 801 F.2d 893 (7th Cir. 1986).
34 Marx v. Loral Corp., 87 F.3d 1049, 1055 (9th Cir. 1996) ("Generally,
an appellate court will not consider arguments not first raised before
the district court unless there were exceptional circumstances.")
(citation omitted).
35 Darryl H., 801 F.2d at 901.
38 Cal. Penal Code, tit. 1, SS 11165.3 & 11165.4.
39 Good v. Dauphin County Social Services, 891 F.2d 1087 (3d Cir.
1989).
40 Id. at 1092.
41 Id. at 1093, citing Doe v. Renfrow, 631 F.2d 91, 92-93 (7th Cir.
1980).
42 Good, 891 F.2d at 1094.
43 Id. at 1096.
44 Id. at 1096, n. 6.
45 Franz v. Lytle, 997 F.2d 784 (10th Cir. 1993).
46 Id. at 792-93. |
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